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The Role of Androgens in Male Gender Role
Behavior
Jean D. Wilson
Department of Internal Medicine, The University of Texas .
[Abstract] Full Text [PDF]
I. Introduction
IN MOST species all aspects of reproduction are
controlled by hormones secreted by the ovaries and testes. Such functions
include the formation of the sexual phenotypes during embryogenesis, sexual
maturation at the time of puberty, and various forms of sexual behavior
including sex drive and potentia, gender-typical behavior, and, in some
species, traits such as aggression, the drive for dominance, and parenting
behavior (reviewed in Ref. 1 ).
In humans gonadal steroids are responsible
for phenotypic sexual differentiation, sexual maturation, and development of
libido and potentia. Human sexual behavior also involves gender identity, the
perception of oneself as male or female, and gender role behavior (also termed
social sex or social identity), the various processes by which gender identity
is communicated to others. Gender identity cannot be assessed in animals, and
gender role behavior in animals can be difficult to separate from sexual
orientation. Whether gonadal steroids are involved in the development of human
gender identity and role behavior is difficult to examine. These two aspects
of behavior are normally in accord, but most studies on this subject focus on
gender role behavior because the change of legal registration of sex from one
gender to another is unambiguous, whereas gender identity can be a graded
character and difficult to quantify. It is obviously not possible to devise
definitive experiments to examine the role of hormones in human behavior but,
on the basis of studies of subjects with a variety of forms of human intersex
and/or endocrine abnormalities, it has been the predominant view that human
behavior is more complex than that of other species and that human gender
identity and gender role behavior are determined primarily, if not
exclusively, by psychological and social forces (reviewed in Ref. 2 ).
According to this anthropocentric view, the human species has been emancipated
from biological controls so that the hormones that mediate this aspect of
sexual behavior in animals do not play a significant role in controlling human
behavior (3 ). As summarized by Herdt (4 ),"the sex of rearing outweighs
the biological sex in the development of gender identity and social
identity."
This belief that hormones do not play a
significant role in controlling human gender role behavior persists despite a
large body of evidence to the contrary, indicating that androgens play an
important role in human male gender identity/behavior. This evidence stems
largely from the work of Imperato-McGinley and her colleagues (5 6 ), who
documented that genetic males with either of two autosomal recessive mutations
that impair androgen synthesis or androgen metabolism during embryogenesis,
and hence cause formation of female external genitalia and female sex of
rearing in genetic males, may change gender role behavior to male at or after
the time of expected puberty. The fact that single gene mutations can be
associated with change in gender role behavior raises fundamental questions
about the factors that regulate human sexual behavior.
The molecular biology of these two autosomal
recessive disorders has been explored in some detail. The cDNAs and genes that
encode the two critical enzymes involved, 17ß-hydroxysteroid dehydrogenase 3
and steroid 5-reductase 2, have been cloned, and a great deal has been learned
about the underlying pathophysiology. This review is designed to consider some
of the implications of these studies for understanding human behavior.
II. Sexual Behavior of Animals
The role of gonadal hormones in animal behavior
has been the subject of several extensive reviews (7 8 9 10 11 12 ). For the
purposes of this discussion certain aspects of this relationship deserve
emphasis:
1. Sexually dimorphic behaviors of a variety
of types are regulated by gonadal steroids, including the songs and mating
behaviors of birds, copulatory patterns in mammals, and complex forms of
ritual behavior such as musth in elephants and male dominance in mice. By way
of illustration, male and female rodents differ in the types of sexual
postures they assume during coitus; these behaviors can be changed to those of
the other sex by appropriate hormonal manipulation.
2. Androgens and estrogens are formed in both
males and females, and both hormones may play a role in the physiology of both
sexes. However, androgens (and androgen metabolites including estrogens in
some species) are the primary determinants of male sexual behavior (13 ).
3. Gonadal steroids act in the central
nervous system by the same receptor mechanisms that operate in peripheral
tissues. Intracellular receptors for these hormones are expressed within
specific regions of the brain (14 15 ), and gonadal steroids may also exert
central nervous system effects by other mechanisms such as by influencing ion
channels in cell membranes (16 17 18 ).
4. The behavioral effects of steroid hormones
are due to interactions between peripheral and central actions of the hormones
(2 ). One of the best studied paradigms of sexual behavior in the mammal is
the mounting reflex of the female rat. Mounting of a female rat in estrus by a
male causes the female to extend the hind legs and elevate the rump, thus
dorsiflexing the vertebral column. These actions require sensory input from
the rump and involve a well defined neural reflex that includes motor and
sensory components and steroid-mediated effects in the central nervous system.
While there is no doubt that the central nervous system plays a vital role in
the hormonal control of sexual behavior, different behaviors may be influenced
to different degrees by central and peripheral actions of the hormones. Even
under defined laboratory conditions, it may be difficult to quantify the
relative contribution of each to a given action (2 ).
5. In the rodent the surge of testosterone
secretion during the neonatal period appears to play a vital role in
virilizing hypothalamic function, e.g., in imprinting a tonic pattern of
gonadotropin release in contrast to the cyclical secretory pattern in females.
(Again, this action may be mediated by estrogenic metabolites of testosterone
in the central nervous system.) Whether the neonatal increase in testosterone
levels in the human male infant is of physiological significance is not known,
but blocking the neonatal surge delays the onset of puberty in male monkeys
(19 ).
6. Phoenix and colleagues (20 ) delineated
two types of behavioral effects of steroid hormones. Organizational effects
are exerted by hormones at a specific time in development; they appear to have
permanent effects on function or behavior, effects that persist after the
steroid is no longer present. Such organizational effects may be accompanied
by changes in anatomical development of the brain (21 ). Activating effects
require the continued presence of the steroid for full manifestation of the
effects (20 ), e.g., the mounting response of the female rat during estrus.
Although the delineation of these two types of behavioral effects is of
conceptual importance, there is considerable overlap between them.
Organizational effects may be silent in the absence of the proper hormonal
signals, and concurrent phenomena such as male copulatory behavior may persist
for variable periods after castration. Furthermore, different animal species
differ in the extent to which hormones exert permanent organizational effects.
In particular, organizational effects appear to be less clear cut in primates
than in rodents (22 ); for example, the administration of estrogens in
appropriate amounts to male rhesus monkeys of any age elicits a positive
release of LH, analogous to the ovulatory surge of LH release in females (7 ).
7. Even when hormones are involved in
specific aspects of behavior, stereotyping can also play a critical role. For
example, development of the characteristic male song pattern in bird species
such as the zebra finch and canary require both the action of androgen in the
central nervous system and exposure of the immature male to a mature male of
the same species. Otherwise, the male will sing a garbled song instead of
learning a song that will attract a female of the same species (23 ). This
androgen action is mediated by estrogenic metabolites formed in the brain (24
).
In summary, the role of gonadal steroids in
sexual behavior in animals involves, at a minimum, sexual dimorphism of the
genital tracts, direct effects on the central nervous system, sensory and
motor aspects of neurosensory reflexes, and, probably, integration of the
various neural subsystems that control the behavioral process.
III. Control of Libido and Potentia in
Humans
For the purposes of this discussion the term
libido refers to the instinctive sexual drive, and potentia refers to the
ability to perform and complete sexual intercourse. These functions are not
considered to be sexually dimorphic, but they are influenced by gonadal
hormones. In animals copulation does not occur in the absence of gonadal
hormones. In the males of most species, mating capacity is maintained for a
limited period after castration, followed by progressive failure, and
ovariectomy of female animals causes immediate cessation of female mating
behavior (2 ). In the human, prepubertal castration of boys uniformly prevents
the development of normal sex drive, and castration in the adult male produces
sequelae similar to those in animals, i.e., a decline in sexual behavior with
only occasional castrated men capable of normal sexual activity after 2 yr (25
26 ). Furthermore, physiological androgen replacement therapy in hypogonadal
men causes a rapid and predictable restoration of male sexual drive (27 28 ).
Thus, the hormonal control of male sexual behavior is similar in man and
animals. The fact that the administration of an aromatase inhibitor to
testosterone-treated, castrated male monkeys impairs male sexual drive
indicates that the estrogenic metabolites of testosterone play a critical role
in the control of sex drive, (29 ), but studies of the localization of
radioactive steroid hormones in brain indicate that some androgen actions in
brain are mediated by testosterone and/or dihydrotestosterone (30 31 32 33 ).
In contrast, removal of ovarian secretions by
ovariectomy or via the natural menopause does not have a consistent effect on
sexual activity in women (2 ). The common interpretation is that once sexual
patterns are fixed in women, sexual drive is hormone independent. This
interpretation may not be correct because removal of the ovaries does not
impair formation of adrenal androgens. Adrenalectomy (34 ) or hypophysectomy
(35 ) in previously castrated women is reported to decrease sexual desire.
Consequently, it is possible that the sexual life of women is as
hormone-dependent as that of men. Adrenal androgen (which would be ablated by
hypophysectomy or adrenalectomy) could have a direct effect on sexual desire
in women or could act as a prohormone for the synthesis in extraglandular
tissues of other steroid hormones (36 ) that could maintain sexual drive in
the absence of ovarian hormones. Whether hormones are involved in the genesis
of normal sexual drive at female puberty is also unclear.
A similar uncertainty exists as to whether
adrenal steroids can affect male sexual behavior. Occasional castrate males of
all species sustain a capacity and drive for intercourse for long periods (2
26 ). In the castrated human male, considerable estrogen and small amounts of
testosterone are formed in extraglandular tissues from adrenal androgens (37
), and in some animal species estradiol enhances the effect of androgen on
male sexual drive (38 ). Thus, the small amounts of testosterone and/or
estrogen formed from adrenal androgens may be enough to sustain libido and
potentia in some adult male castrates. In other words, libido and potentia
would be preserved in those castrated men able to produce sufficient active
hormones by this mechanism.
In summary, gonadal steroids play an
important role in the sexual drive of males of all species and in controlling
the sexual drive of female animals and possibly of women. Organizational
effects do not appear to play as important a role in the control of
gonadotropin secretion by gonadal steroids in the primate as in lower animals.
In brief, although there may be slight differences, the control of libido and
potentia appears to be similar in humans and animals.
IV. Gender Identity/Role Behavior in the
Human
In contrast to sexual drive, which is not
sexually dimorphic, gender identity is fundamentally different in men and
women. Some of the ambiguities in the definition and understanding of gender
identity and gender role behavior are due to difficulties in quantifying these
parameters and to the fact that gender role behavior is influenced by cultural
and social variables, as evidenced by the different actions and activities of
the two sexes in different societies. Most studies of the subject have focused
on social sex because the change of legal gender is an unequivocal event, but
the net consequence may be to underestimate the real frequency of disorders of
gender identity because some individuals with discordant gender identity may
not change gender role behavior for personal reasons. It is also difficult to
investigate the mechanisms that regulate gender identity/role behavior because
controlled studies of the process cannot be performed in humans. As a
consequence, a major emphasis in the study of human sexual behavior has been
the analysis of gender role behavior in subjects with histories of endocrine
abnormalities, particularly subjects with abnormalities of sexual development.
To understand the limitations and usefulness of studies of these pathological
states for the analysis of human behavior, it is necessary to consider briefly
how such disorders arise.
A. Normal and abnormal sexual development
The embryos of both sexes develop in an
identical fashion until the seventh week of gestation. Thereafter, the
anatomic and physiological development in the two sexes diverge. As formulated
by Jost (39 ), normal sexual development in the mammal depends on three
sequential processes. The first involves the establishment of genetic sex at
the time of conception, the heterogametic sex (XY) being male and the
homogametic sex (XX) female. In the second phase information encoded on the
sex chromosomes causes the establishment of gonadal sex in which the
indifferent gonad develops into either an ovary or a testis. The final stage
involves the translation of gonadal sex into phenotypic sex. In the presence
of an ovary or in the absence of a functional gonad, the development of
phenotypic sex proceeds along female lines. Masculinization of the urogenital
tract and the external genitalia, in contrast, requires the actions of three
hormones, antimullerian hormone, testosterone, and dihydrotestosterone, the 5a-reduced
metabolite of testosterone. The formation of antimullerian hormone in the
fetal testis is essential for suppression of the mullerian ducts and hence for
prevention of development of the uterus and fallopian tubes in the male.
Testosterone, which is synthesized primarily in the testes and circulates in
the plasma, converts the wolffian ducts into the epididymis, vasa deferentia,
and seminal vesicles, and dihydrotestosterone, which is formed predominately
in the target cells themselves, induces the formation of the male urethra and
prostate and the male external genitalia (Fig. 1).

Figure 1. Schematic diagram of testosterone biosynthesis in the
Leydig cell of the testis and of the mechanism of androgen action within target
cells. 17ßHSD3, 17ß-Hydroxysteroid dehydrogenase 3; 5aR2, 5a-reductase
2.
Derangement of any of the three primary
processes involved in sexual differentiation can cause abnormal sexual
development, resulting in disorders of chromosomal sex, gonadal sex, or
phenotypic sex. The pathogenesis, clinical manifestations, endocrine
pathology, and functional disturbances that accompany these disorders have
been reviewed extensively and will not be considered here. However, several
aspects of abnormal sexual development are relevant to the analysis of human
sexual behavior.
First, the phenotypic manifestations of the
various abnormalities differ markedly. For example, men with 47,XXY
Klinefelter syndrome or with the 46,XX male syndrome develop as men (albeit
infertile) and have endocrine abnormalities only in later life. Likewise,
women with 45,X gonadal dysgenesis or with 46,XX or 46,XY pure gonadal
dysgenesis have a female phenotype, and most subjects with true
hermaphroditism have unequivocal male or female phenotypes. Thus, many if not
most individuals with abnormalities of sexual development end up with
unambiguous male or female anatomical development; this is the consequence
either of the fact that the formation of testicular hormones was sufficient to
induce a male phenotype or that the failure of formation/action of testicular
hormones was complete enough to result in formation of a female phenotype.
Since sex assignment and the sex of rearing are determined by anatomical
development, any direct hormonal effects on behavior in most individuals with
abnormal sexual development would not be apparent because they would
correspond to anatomical development and hence to gender assignment and sex of
rearing.
Second, disorders that appear phenotypically
similar can result from different mechanisms. For example, men with 45,X/46,XY
mixed gonadal dysgenesis can have phenotypes similar to those of men with
steroid 5-reductase 2 deficiency or with mutations of the androgen receptor.
Since these disorders have distinct pathophysiologies, it is essential that
diagnoses be unequivocally established before attempting to draw
interpretations as to the behavioral consequences of any given abnormality.
Third, ambiguity of genital development
occurs in relatively few disorders of human intersex and is due to one of
three mechanisms: 1) The testes do not produce sufficient hormones to virilize
the male embryo—either because of developmental abnormality of the testes or
because of a defect in one of the enzymes required for testosterone
biosynthesis; 2) Sufficient testosterone is synthesized by the testes, but due
to impairment of androgen action (usually a defect in the androgen receptor)
the hormone cannot virilize the embryo normally; or 3) Overproduction of
androgen occurs in the female embryo, as in congenital adrenal hyperplasia due
to deficiency of the steroid 21-hydroxylase enzyme. In these disorders gender
assignment usually corresponds to the predominant or apparent anatomy. If
hormones are involved directly or indirectly in development of gender
identity, one would predict that gender identity/behavior would be more likely
to be discordant or uncertain in subjects with ambiguous genitalia.
Nevertheless, all abnormalities that cause ambiguous genitalia vary in
severity among affected individuals and can cause variable phenotypes. For
example, the external phenotypes of males with abnormalities of the androgen
receptor and of females with steroid 21-hydroxylase deficiency can span the
entire spectrum from male to ambiguous to female. One would not expect
abnormalities of gender identity in those individuals with normal or
near-normal genital development.
Fourth, even when the degree of ambiguity of
the external genitalia is similar, disorders can have different times of onset
and different long-term endocrine consequences. For example, disorders of
androgen synthesis and/or action influence embryonic development beginning at
about week 8 of gestation, whereas virilization in females with steroid
21-hydroxylase deficiency does not commence until somewhat later in gestation.
Furthermore, as the result of compensatory mechanisms, adult males with 17ß-hydroxysteroid
dehydrogenase 3 deficiency, mixed gonadal dysgenesis, or 5-reductase 2
deficiency may have the endocrine profiles of normal (or near normal) adult
men despite having profound defects in androgen action during embryogenesis.
In contrast, the endocrine defects in the Klinefelter syndrome and in the
46,XX male become progressively more severe with age. Any behavioral
consequences of disorders of sexual development would depend on when in
development gonadal steroids exert an effect on the behavior in question.
In summary, abnormalities of sexual
development differ in their effects on the sexual phenotypes, their effects on
hormone levels at various times of life, the times during life when they
become manifest, and the ultimate metabolic consequences. Any interpretation
as to possible behavioral consequences of a specific disorder must take these
various factors into account. Furthermore, since different abnormalities vary
in the severity of their effects on the sexual phenotypes and on endocrine
function, some disorders would not be predicted to influence behavior even if
hormones are normally involved in controlling the behavior in question. For
these reasons, it is necessary to be cautious in interpreting negative
results.
B. Behavioral studies in subjects with
abnormal sexual development
While different forms of abnormal sexual
development have been lumped together in some reports, sufficient numbers of
individuals with specific diagnoses have been studied to allow a few
generalizations:
1. Exposure of females to excess androgens as
a result of congenital adrenal hyperplasia causes a variable degree of
virilization of the external genitalia. Gender identity in such individuals is
usually female even in virilized women and despite the fact that behavioral
changes, such as tomboyish behavior and characteristic male energy
expenditure, have been described in some studies (40 41 42 43 44 45 46 47 ).
[Occasional women with congenital adrenal hyperplasia have male gender role
behavior, but this usually occurs in severely virilized women in whom
diagnosis and surgical correction of the external genitalia are delayed beyond
infancy or in whom glucocorticoid therapy is inadequate (48 49).]
2. Children exposed to exogenous estrogens or
progestogens during gestation have appropriate male or female phenotypes; in
general, such agents have only minor effects on sexually dimorphic behavior
and do not influence gender role behavior/identity (50 51 52 53 54 55 56 ).
3. True hermaphrodites have both testes and
ovaries (or ovotestes) and may have male, female, or ambiguous phenotypes. In
such individuals, gender role behavior usually corresponds to the sex of
rearing, although many of them have anomalous secondary sexual characteristics
(57 ).
4. Women with gonadal dysgenesis have female
phenotypes and female gender identity/gender role behavior (58 ). Since such
women are profoundly estrogen deficient, it has been inferred that ovarian
estrogen plays at best a minor role in the evolution of female gender
identity.
5. Men with the Klinefelter syndrome form
sufficient androgen during embryogenesis to induce formation of a male
phenotype but usually have diminished androgen production and enhanced
estrogen production after puberty. Nevertheless, most men with Kleinfelter
syndrome have male gender role behavior, suggesting that these hormones play
no continuing role in gender identity/behavior at or after the time of
expected puberty (59 ).
6. 46,XY women with profound androgen
resistance due to mutations of the androgen receptor develop a female
phenotype and unambiguous female behavior (see below) (60 61 62 ).
The common thread in these various studies
involving many types of subjects and many different socioeconomic groups is
that gender identity and gender role behavior usually develop in conformity
with the sex assignment and the sex of rearing (62 63 ). In other words,
gender identity and role behavior correspond with the predominant anatomical
development and hence with the prenatal hormonal milieu. This conformity can
withstand perturbations that include contradictory patterns in which girls
virilize or boys feminize during adolescence, tomboyish energy expenditure in
girls, and incomplete development of the secondary sexual characteristics at
puberty. Despite the inherent weaknesses in design in all such studies and
despite the fact that none of the disorders constitutes a perfect experiment,
the consistency of the findings in such studies is impressive.
The problem is that the findings are open to
diametrically opposite interpretations. The predominant view—most eloquently
formulated by Money (63 ) and Lev-Ran (64 )—is that sex assignment at birth
influences parental attitudes and the manner in which infants are treated from
the time of birth, and that these social factors are paramount in determining
human gender identity and gender role behavior, so powerful as to be
irreversible after early infancy. According to this view, any effects of
hormones in influencing gender identity in the human are secondary and
probably minor. A diametrically opposite interpretation is possible.
Testicular hormones could be important determinants of gender
identity/behavior, but since they also control development of the external
genitalia (and hence determine sex assignment and the sex of rearing) gender
identity and anatomical sex would almost invariably be the same in these
various patient groups. In such a view, it is difficult or virtually
impossible in most studies of subjects with disorders of intersex to ascertain
the extent to which psychological/social and endocrine determinants contribute
to this development because the psychological/social forces almost always
correspond with the anatomical and endocrine factors.
V. Gender Role Behavior in Individuals
with Male Pseudohermaphroditism
Over the years occasional instances have been
reported in which individuals with abnormal sexual development have undergone
a reversal in gender role behavior (and presumed reversal in gender identity)
at some age after gender identity is usually considered to be fixed
irreversibly (reviewed in Ref. 65 ). The majority of these reports were
published before the means of making specific diagnoses as to the cause of the
abnormal sexual development were widely available, and it is not possible in
retrospect to deduce the correct diagnosis in many such reports, indeed even
in some relatively recent studies (66 67 68 69 ). Nevertheless, in analyzing
these reports two conclusions seem justifiable: 1) Most such individuals are
male pseudohermaphrodites with failure of virilization of the external
genitalia and who were given a female sex assignment at birth, and 2) The
change in gender role behavior is usually from female to male. The fact that
occasional individuals with a disorder of human intersex change gender role
behavior long after the time of sex assignment was clearly recognized by the
anthropocentric school (63 ) and was thought to result from childhood
stigmatization of such individuals because of their anatomical abnormalities
(69 ).
However, ambiguity of the genitalia cannot be
the sole cause of changes in gender role behavior as illustrated by the case
described by Stoller (70). This individual was thought to be a normal female
at birth and was raised as a girl but exhibited tomboyish behavior from early
childhood that became more and more masculine with time. She was an average
student, but as adolescence ensued she became more and more withdrawn. Because
of coarsening of the voice she was evaluated and found to be a genetic male
with female external genitalia (including an apparently normal clitoris) but
with testes in the labia majora. After psychiatric evaluation at age 14 she
was told that she was a genetic male [the diagnosis was subsequently
established to be 17ß-hydroxysteroid dehydrogenase 3 deficiency (5 )]. She
promptly changed to male clothing and began to act, behave, and assume the
role of a male. The parents decided to move to a new community; the boy’s
grades improved, and he participated in men’s sports in high school,
obtained a university degree in mathematics, and after urological surgery
married. This individual has been studied by several different groups over the
years and apparently is a successful and well adjusted man.
The fact that a single gene mutation could be
associated with a reversal of gender role behavior has far reaching
implications for understanding gender behavior, and in the ensuing years it
has been established that female-to-male reversal of gender role behavior
appears to be a common feature of two autosomal recessive forms of male
pseudohermaphroditism—5-reductase 2 deficiency (6 71 ) and 17ß-hydroxysteroid
dehydrogenase 3 deficiency (5 72 73 ) (Fig. 1). A similar change in gender
role behavior has been described in genetic males with 3ß-hydroxysteroid
dehydrogenase deficiency (74 ), an even rarer autosomal recessive form of male
pseudohermaphroditism, and in a few individuals with mixed gonadal dysgenesis
(65 ). This review focuses on the two more common disorders, and we will
compare the consequences of mutations in these two enzymes with those of
mutations of the androgen receptor on gender role behavior.
A. 17ß-Hydroxysteroid dehydrogenase 3
deficiency
The 17ß-hydroxysteroid dehydrogenase
reaction is the terminal step in the synthesis of testosterone in the Leydig
cell and of estradiol in the granulosa cell, and the rate of the back reaction
in extraglandular tissues plays a major role in determining the steady state
levels of these steroids in tissues (Fig. 2). Isoenzymes that perform these
reactions are encoded by at least five genes (75 ) (Table 1), and mutations of
the type 3 isoenzyme (76 ) are responsible for a rare, autosomal recessive
form of male pseudohermaphroditism originally described by Saez and colleagues
in 1971 (77 ). The typical features of this disorder are summarized in Table
2. In brief, affected 46,XY infants have female external genitalia, despite
the presence of testes and male wolffian structures; they are usually assigned
a female gender at birth and raised as females. They usually come to medical
attention because of virilization at puberty or because of failure to
menstruate. On endocrine evaluation they have low testosterone levels (for
men), normal ratios of plasma testosterone to dihydrotestosterone, and
variable estrogen levels. The diagnosis is made by finding androstenedione
levels that are usually 10 times normal [Stoller’s patient had typical
endocrine features for this disorder (5 ).]

Figure 2. The 17ß-hydroxysteroid dehydrogenase reaction for the
interconversion of androstenedione and testosterone. Androstenedione is believed
to be converted to testosterone by isoenzymes 3 and 5, and testosterone can be
oxidized to androstenedione by isoenzymes 2 and 4.
|
|
Isoenzyme
|
|
1
|
2
|
3
|
4
|
5
|
|
|
|
Size (amino acids)
|
327
|
387
|
310
|
737
|
323
|
|
Chromosome location of gene
|
17q21
|
16q24
|
9q22
|
5q2
|
10p14, 15
|
|
Tissue expression
|
Ovary, placenta
|
Endometrium, placenta, liver
|
Testis
|
Ubiquitous
|
Liver, skeletal muscle
|
|
Subcellular localization
|
Cytosol
|
Microsomes
|
Microsomes
|
Peroxisomes
|
Cytosol
|
|
Substrate preference
|
C18steroids
|
C18, C19, C21
steroids
|
C18, C19 steroids
|
C18 steroids
|
C19, C21 steroids
|
|
Preferred cofactor
|
NADPH
|
NAD
|
NADPH
|
NAD
|
NADPH
|
|
Catalytic preference
|
Reduction
|
Oxidation
|
Reduction
|
Oxidation
|
Reduction
|
|
Activity in 17ßHSD deficiency
|
Normal
|
Normal
|
Impaired
|
—
|
—
|
Table 1. Comparison of human
17ß-hydroxysteroid dehydrogenase isoenzymes.
|
Inheritance
|
Autosomal recessive
|
|
Phenotype
|
Males
|
|
|
Male Wolffian structures
|
|
|
Female urogenital sinus and external
genitalia
|
|
|
(Females asymptomatic)
|
|
Hormone profile
|
Low testosterone levels
|
|
|
High androstenedione levels
|
|
|
Low or normal estrogen levels
|
|
|
Normal testosterone/dihydrotestosterone
ratios
|
|
Gender assignment at birth
|
Female
|
Table 2. 17ß-Hydroxysteroid
dehydrogenase 3 deficiency
A characteristic feature of the disorder is that
the defect in virilization (and the abnormality in testosterone levels)
becomes less severe with time, and many affected individuals eventually have
near-normal male plasma testosterone levels (78 ). Testosterone in these
individuals can be formed by two mechanisms. Namely, some mutant enzymes are
nevertheless capable of some testosterone synthesis when LH and
androstenedione levels are high, whereas individuals with more severe
mutations appear to convert androstenedione to testosterone in extraglandular
tissues by the action of one or more of the unaffected isoenzymes, probably
isoenzyme 5 (78 ). The consequence is that an alternate pathway for
testosterone formation is present in all patients and that testosterone formed
in this way can cause considerable virilization after the time of expected
puberty.
This disorder is rare and believed to be even
less common than 5-reductase 2 deficiency. Andersson and colleagues (76 78 79
) have identified 16 different mutations in affected subjects that cause 12
different amino acid substitutions, 3 splice junction abnormalities, and 1
small deletion that causes a frame shift. The latter types of mutations are
believed to preclude the formation of functional enzyme, but the missense
mutations impair enzyme function to variable degrees (78 79 ).
In addition to the Stoller patient, several
individuals identified and raised as females have undergone a changed gender
role behavior from female to male at the time of expected puberty (72 73 76 80
). In some case reports affected individuals were too young to assess gender
identity, and a few affected subjects have been raised from the beginning as
male. However, in a number of families, affected adult individuals have female
sexual identity/role behavior (75 78 ). If one excludes case reports in
infants and small children, gender role reversal appears to occur in about
half of affected males. Because change in gender role behavior is so common in
this disorder, careful psychiatric evaluation must be obtained before any
corrective surgery is undertaken. Although it is not certain why this
behavioral change occurs only in some patients, this difference is not due to
variations in the severity of the mutation. Changes in gender role behavior
have occurred in one individual who is believed to make no functional
isoenzyme 3 as a result of a splice junction defect (72 76 ) and in the Arab
family from Gaza who make a kinetically abnormal enzyme that nevertheless can
function partially (73 76 ). While affected males from the Gaza family usually
change gender role behavior from female to male, it is interesting that two
Brazilian sisters with the identical mutation (R80Q homozygotes) have female
gender role behavior (76 ). Furthermore, in at least one family with another
mutation (A203V), one affected individual changed gender role behavior to male
whereas the other is a married female (76 ).
B. Steroid 5-reductase 2 deficiency
The conversion of testosterone to
dihydrotestosterone (Fig. 3) changes a weak hormone to a more potent hormone
and is essential for many androgen actions (reviewed in Ref. 81 ). This
reaction is irreversible and is mediated by two enzymes that are encoded by
separate genes (Table 3). Enzyme 2 is the principal enzyme in the male
urogenital tract and plays a critical role in the virilization of the external
genitalia and urogenital sinus during embryogenesis. Enzyme 1, which after
puberty is expressed in many tissues, may play a role in androgen metabolism
in sebaceous glands and in the central nervous system.

Figure 3. The 5 -reductase
reaction involved in the conversion of testosterone to dihydrotestosterone.
Both isoenzymes 1 and 2 can perform this conversion.
|
|
Isoenzyme
|
|
1
|
2
|
|
|
|
Size (amino acids)
|
259
|
254
|
|
pH Optimum
|
Neutral to basic
|
Acidic
|
|
Chromosome location of gene
|
5p15
|
2p23
|
|
Gene organization
|
5 Exons/4 introns
|
5 Exons/4 introns
|
|
Expression in prostate
|
Low
|
High
|
|
Activity in 5 -reductase
deficiency
|
Normal
|
Impaired
|
Table 3. Comparison of
human 5 -reductase
isoenzymes
5 -Reductase
deficiency causes an autosomal recessive form of male pseudohermaphroditism in
which the phenotype resembles that in 17ß-hydroxysteroid dehydrogenase 3
deficiency. Namely, virilization of the external genitalia is impaired, and
affected males are usually assigned a female gender at birth and raised as
females (the mutation appears to be silent in women) (Table 4). When the cDNAs
for these genes were cloned, it was found as expected that the mutations
involve the gene for enzyme 2 (reviewed in Ref. 81 ), and 45 different
mutations have been described to date, including 35 different missense
mutations, 3 premature stop codons, 3 small deletions and 1 deletion of the
entire coding sequence, 1 small insertion, and a change from a stop codon to a
missense code (82 83 ).
|
Inheritance
|
Autosomal recessive
|
|
Phenotype
|
Males
|
|
|
Male Wolffian structures
|
|
|
Female urogenital sinus and external
genitalia
|
|
|
(Females asymptomatic)
|
|
Hormone profile
|
Normal male testosterone levels
|
|
|
Normal estrogen levels
|
|
|
Decreased dihydrotestosterone levels
|
|
Gender assignment at birth
|
Female
|
Table 4. 5 -Reductase
2 deficiency
As with 17ß-hydroxysteroid dehydrogenase 3
deficiency, these individuals virilize to a greater or lesser extent at the
time of expected puberty. They have normal male levels of plasma testosterone
and low (but not absent) dihydrotestosterone. The measurable plasma
dihydrotestosterone (and the subsequent partial virilization at puberty) can
arise by two mechanisms; in individuals with mild kinetic abnormalities of
enzyme function some dihydrotestosterone may be derived from the mutant enzyme
2, whereas in individuals with mutations that prevent formation of a
functional enzyme 2 plasma dihydrotestosterone can be derived from enzyme 1
(82 ). It is of interest in this regard that the activity of enzyme 1, the
principal isoenzyme in nongenital skin, is initially low and increases at the
time of expected puberty (84 ), probably explaining why impairment of
virilization in these subjects is more complete during embryogenesis than at
the time of expected puberty.
Imperato-McGinley et al. (6 ) reported that
18 of 19 affected individuals from one family with 5 -reductase
deficiency in the Dominican Republic were initially raised as females but
subsequently changed gender role behavior to male at the time of expected
puberty. A similar phenomenon has been described in other parts of the world:
about two-thirds of individuals raised as females change to male gender role
after the time of expected puberty (82 ). In one study of 16 patients from 10
families studied by the same psychologist, 3 individuals retained a female
gender role, 12 changed to male gender role, and one was raised as a male (85
), and in a study of 10 affected individuals from 8 families studied in
another unit, 6 changed gender role behavior to male, 3 have female gender
role behavior, and 1 was raised as a male (86 87 ). Thus, reversal of gender
role behavior may be even more common in this disorder than in 17ß-hydroxysteroid
dehydrogenase 3 deficiency. As in 17ß-hydroxysteroid dehydrogenase
deficiency, however, change in gender role behavior is not a simple function
of the severity of the mutation, since the phenomenon occurs with mutations
that partially impair the kinetics of the 5 -reductase
and in at least one family with a splice junction abnormality that is thought
to prevent formation of functional enzyme (82 ). Furthermore, families have
been reported in which some, but not all, affected individuals undergo the
change in social sex (85 88 ).
It is of interest that the earliest
description of gender role reversal and possibly of 5 -reductase
deficiency appears to be Herculine Barbin, a French woman who lived during the
19th century and who is believed to be the first person to have changed legal
sex from one gender to the other; her phenotype, including evidence from
autopsy, is compatible with the diagnosis (89 90 ).
It should be emphasized that no prospective
studies have been done in either of these disorders so that it is not possible
to be certain that gender identity before expected puberty was ever
unambiguously female. Indeed, several such persons have stated in retrospect
that they had been aware of uncertainties as to their correct gender from a
very early age (91 ); consequently, one cannot be certain that this is a
change in gender identity as contrasted to a resolution of a confused gender
identity—only that gender role behavior changes from that of the sex of
rearing to that of the genetic, gonadal, and endocrine sex of the individual.
This change could either be the result of a change in gender identity or the
resolution of an uncertain gender identity as virilization progresses at the
time of expected puberty.
C. Features common to 17ß-hydroxysteroid
dehydrogenase 3 and steroid 5
-reductase 2 deficiencies
5-Reductase 2 deficiency and 17ß-hydroxysteroid
dehydrogenase 3 deficiency share several common features (Table 5):
1) In both, 46,XY males are given gender assignments at birth; in this sense,
gender role change, when it occurs, is a correction of a incorrectly assigned
gender.
2) In both disorders the impairment of virilization during embryogenesis is
limited to the external genitalia; the internal urogenital tract (testes,
epididymis, vas deferens, seminal vesicle, and ejaculatory ducts) is male in
character, and the testes usually descend into the inguinal canals or labia
majora.
3) In both disorders considerable virilization takes place at the time of
expected puberty, particularly the growth of a phallus capable of erection;
indeed, penile erections are the rule.
4) In both disorders an alternate pathway exists; testosterone can be formed
by an alternate pathway in 17ß-hydroxysteroid dehydrogenase 3 deficiency, and
dihydrotestosterone can be formed by enzyme 1 in 5 -reductase
2 deficiency. Consequently, in the postpubertal steady state in both
conditions, testosterone and dihydrotestosterone levels can be in the normal
or near-normal male range, causing affected individuals to undergo
considerable virilization.
5) Change in gender role behavior in the two disorders at expected puberty is
common but not universal; the reason for this inconsistency is not readily
apparent and cannot be explained in any straightforward way by variations in
the severity of the mutations themselves. Whether this inconsistency might be
explained by variability in the completeness of compensation by the alternate
pathways in the two disorders is unknown.
- Impairment of virilization during
embryogenesis is limited to the external genitalia.
- 46,XY males are given gender assignments
and raised as females.
- Considerable virilization takes place at
the time of expected puberty.
- In both disorders an alternate pathway
exists so that the defects are incomplete, namely testosterone is formed
in 17ßHSD3 deficiency, and dihydrotestosterone is formed in 5R2
deficiency.
- Change in gender role behavior from female
to male is common but not universal.
Table 5. Features common to 5 -reductase
2 deficiency and 17ß-hydroxysteroid dehydrogenase 3 deficiency.
D. Androgen receptor mutations
Although mutations that impair the
function of the androgen receptor (Fig. 1) can cause a phenotype that is
similar to those caused by the two enzyme deficiencies (Table 6), gender role
behavior in these subjects almost invariably corresponds to the gender
assignment at birth (83 ): if the impairment of receptor function is severe
enough at birth to cause the syndrome of complete testicular feminization and
a female sex assignment, such individuals not only maintain the female sex
assignment as adults but rank high in feminine traits as defined by
psychological criteria (60 61 ). Rare women with the syndrome of incomplete
testicular feminization (whose mutated androgen receptors have partial
residual function and who virilize to a variable degree at puberty) have been
described in whom gender identity was male despite being reared as female (92
93 ); the significance of this phenomenon is not clear. Many men with partial
androgen resistance and even less severe impairment of receptor function
virilize sufficiently during embryogenesis to result in a male sex assignment
at birth and characteristically have unequivocal male gender role behavior as
adults (83 ).
|
Inheritance
|
X-linked trait
|
|
Phenotype
|
Males
|
|
|
Variable from women with testicular
feminization to undervirilized men
|
|
Hormone profile
|
Normal male testosterone and
dihydrotestosterone levels
|
|
|
Increased estrogen production and
levels
|
|
Gender assignment at birth
|
Varies with the anatomy
|
Table 6. Androgen receptor
mutations
The fact that complete testicular feminization
is associated with a female gender role/identity despite the presence of
testes and normal adult male levels of plasma testosterone indicates that any
involvement of androgens in gender role behavior must involve the androgen
receptor. Furthermore, since the extraglandular conversion of androgens to
estrogens is normal in women with testicular feminization (Table 7) (37 ), the
role of androgens in gender role behavior cannot involve the conversion of
androgens to estrogens, as appears to be the case in some animal species (17
23 24 ). This conclusion is supported by the fact that a man with a mutation
that impaired function of the estrogen receptor (94 ) and two men with
profound aromatase deficiency (95 96 ) have been reported to have male gender
identity.
|
Group
|
Estradiol (µg/day)
|
Estrone (µg/day)
|
|
|
|
Normal men (4)
|
|
|
|
Total
|
45
|
60
|
|
Extraglandular aromatization
|
39
|
60
|
|
Secretion
|
6
|
0
|
|
Testicular feminization (4)
|
|
|
|
Total
|
77
|
114
|
|
Extraglandular aromatization
|
33
|
101
|
|
Secretion
|
44
|
13
|
Table 7. Estrogen formation in
normal men and in subjects with male pseudohermaphroditism.
VI. Discussion
What generalizations can be drawn about
behavior from the findings in these two single gene disorders? First, it seems
inescapable that androgen action is important for male gender role behavior
and probably for male gender identity as well. This does not necessarily mean
that androgens can change gender identity/role behavior, only that they may
interfere with the development of a gender assignment not in accord with the
genetic/endocrine sex. Second, this action cannot be mediated by the
conversion of androgens to estrogen; male gender identity appears to be normal
in men with mutations of the estrogen receptor (94 ) or of aromatase (95 96 ),
and gender identity is female in 46,XY women with testicular feminization
despite normal or elevated plasma estrogen levels (for men) and normal rates
of extrogen formation by extraglandular aromatase (36 37 ). Third, the
androgen effect must be mediated by the androgen receptor since profound
impairment of receptor function causes complete testicular feminization that
is characterized by female gender identity/role behavior despite normal male
levels of plasma testosterone (60 61 ). It also follows that even partial
androgen receptor function is usually adequate to support male gender role
behavior, since most men with mutations that only partially impair androgen
receptor function (Reifenstein syndrome) have unequivocal male behavior even
in the presence of incomplete external virilization and considerable
feminization at the time of expected puberty.
This is not to say that there are not
formidable unresolved aspects of this problem. For example, it is not known
whether this action of androgen takes place during embryogenesis, during
infancy, or at the time of expected puberty, the phases of male life
associated with high levels of plasma testosterone (Fig. 4). As stated above,
several such individuals have reported that they were conscious of gender
conflicts from early infancy (91 ), implying that the effect is either
prenatal or occurred during the neonatal period. Virilization at the time of
expected puberty may influence this process but is probably not critical
because in some individuals [such as Stoller’s patient (70 )], there is no
evidence of genital ambiguity when the change in gender role behavior
occurred. Likewise, in animal studies effects of androgens on behavior can
sometimes be identified in the absence of virilization of the urogenital tract
(10 ). It is also unclear whether the effect of androgen on gender behavior is
mediated at the level of the central nervous system, the urogenital tract, or
both; nor is it intuitively clear how to investigate this issue in humans.
Finally, it is not known whether this androgen action is mediated by
testosterone or by dihydrotestosterone; insight into the latter question may
be possible with the availability of potent inhibitors of both isoenzymes or
double-knockout animals in which both 5-reductase isoenzymes are missing.
These model systems may make it possible to investigate the effects of
testosterone and dihydrotestosterone independently.

Figure 4. The phases of male sexual life as indicated by mean
plasma testosterone level as a function of age. Sperm production occurs only
during the adult phase. [Modified from Griffin JE, Wilson JD 1980 The testis.
In: Metabolic Control and Disease, Bondy PK, Rosenberg LE (eds) with
permission from W.B. Saunders, Philadelphia. Based on the formulation of J.S.D.
Winter et al.: J Clin Endocrinol Metab 42:679–686, 1976.]
No matter how important the
implications of the findings in these two disorders may be for understanding
the control of gender role and gender identity in the human, it is highly
unlikely that abnormalities in androgen action are a common cause of
transsexual behavior. Meyer et al. (97 ) studied 60 male-to-female
transsexuals and 30 female-to-male transsexuals; only two of these individuals
(both female-to-male) had an underlying endocrine abnormality so that, at
best, less than a tenth of female-to-male transsexuals can be explained by
disordered action of androgen.
In keeping with this concept, Meyer-Bahlburg
(98 ) argued convincingly that disorders of gender identity in subjects with
male pseudohermaphroditism are fundamentally different than gender identity
disorders in subjects that do not have a problem of human intersex in that the
former group make the change in gender role behavior with greater ease.
Consequently, it is unlikely that studies of this type can provide insight
into transsexualism per se, the etiology of which is believed to be outside
the endocrine domain.
VII. Conclusions
Genetic and endocrine evidence indicates that
androgen action plays an important role in male gender role behavior; since
gender identity and gender role behavior are normally in accord, androgen
action is probably an equally important determinant of male gender identity.
At the same time, it is also clear that androgen is not the sole determinant
of these processes; the fact that many individuals with mutations of the 5 -reductase
and 17ß-hydroxysteroid dehydrogenase enzymes do not undergo a change in
gender role behavior means that other factors–social, psychological, or
biological–are of equal or greater importance in modulating human sexual
behavior. Indeed, the sex of rearing may be more important in this regard than
the endocrine milieu under ordinary circumstances, and it may not be a
coincidence that many (although not all) of the instances of reversal of
gender role behavior in these two disorders have occurred in countries and/or
ethnic groups in which men play a dominant role; in this situation, endocrine
factors may be more important determinants of behavior than would be the case
in more egalitarian societies.
Endocrine and psychological factors must
interact to influence these behaviors. Perhaps the most appropriate animal
model for this aspect of human behavior is the song bird in which androgen
action in the central nervous system and a pattern of behavior learned from a
male of the same species are both necessary to learn a song that will attract
a female of the same species (23 ). It may never be possible to assign
quantitative importance to the roles of the two processes in human behavior,
but it may be possible to determine how, where, and when in development
androgen plays its role in this process.
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Citation:
Endocr Rev 1999 Oct;20(5):726-37
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